The Fraud Triangle
Learning from Case Studies & What it Means to Your Business
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Supports Compliance Professionals in their Difficult Jobs
Learning from Case Studies & What it Means to Your Business
Important Book for C&E Professionals
Compliance Week’s 20th Annual Conference
Supports Compliance Professionals in their Difficult Jobs
Joe co-authored the first book in the field.
He's an attorney and a Certified Compliance & Ethics Professional (CCEP).
"Interactive Corporate Compliance is a creative contribution to the generally moribund business regulation literature. It makes compelling reading."
-The American Business Journal
Preventing and mitigating conflicts of interest (COI) is a mainstay of many corporate compliance and ethics (C&E) programs. And because there is no all-embracing COI legal regime (the way there is for, e.g., antitrust), particular attention should be paid to drafting and enforcing COI provisions of codes of conduct.
I’ve been so full of doubts and fears. I felt I’d totally failed. At the job I love. At the tasks facing me. At the staff counting on me.
An organization’s code of conduct often serves as the foundation upon which other elements of the compliance program—such as employee training and communications—are built. More than just a tool for establishing baseline compliance, a strong code can help shape behavior, clarify expectations, and reinforce ethical values across the organization.
Who am I? I’ll tell you who I am.
I’m a person. A woman. A woman with a strong will and good common sense and just a tiny bit of attitude.
Dad called me stubborn. Mom said I was my own person, and what Mom says suits me just fine.
She came to me quietly. As if she wasn’t sure if she should. She came after hours. As if she felt hesitant. As if she wasn’t sure she could trust me. As if she felt I might be the enemy.
This essay traces the origin and development of the first dedicated law school course on corporate compliance and ethics programs in the United States. Responding to legal and practice developments over the last two decades, the course evolved from a traditional law-focused course into a practice-oriented seminar that reflects the interdisciplinary nature of compliance.
One of the more valuable (and perhaps underrated) features of compliance and ethics conferences is the opportunity they create for real-time benchmarking.
A compliance & ethics (“C&E”) program can mean different things to different people. But if you picked one that came to mind first, it would likely be training.
Maybe I’m not the person I thought I was.
Maybe I’m not where I thought I would be.
Maybe I got it all wrong.
It wasn’t my fault. Not really. I mean I sort of almost fell asleep. It just happened. I didn’t plan it.
Is your compliance program working? Measurement is one of the challenges everyone in our field faces.
Some nights I wake up. In the middle of the night. And what I’m doing then – is worrying. I ask myself the question. In the late-night hours. Am I good enough?
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